November 16
United States Establishes Relations with Soviet Union
President Franklin D. Roosevelt ended sixteen years of non-recognition by exchanging formal notes with Soviet Foreign Minister Maxim Litvinov, opening diplomatic channels between Washington and Moscow.
Summary
Following the 1917 Bolshevik Revolution, the United States had refused to recognize the Soviet government, citing ideological opposition and unpaid tsarist debts. By 1933, amid the Great Depression and rising threats from Nazi Germany and Imperial Japan, President Franklin D. Roosevelt sought to expand trade opportunities and counterbalance emerging powers. On November 16, 1933, the U.S. and USSR formally established diplomatic relations through an exchange of notes between Roosevelt and Soviet Foreign Minister Maxim Litvinov. The agreement included Soviet promises regarding religious freedoms for Americans in the USSR and settlement of certain financial claims. This step normalized ties after 16 years of non-recognition and opened avenues for economic and strategic cooperation.
Context
After the Bolshevik Revolution overthrew the Russian Provisional Government in late 1917, the United States withheld diplomatic recognition from the new Soviet regime. Successive American administrations cited the Bolsheviks' separate peace with Germany, repudiation of tsarist debts, militant atheism, and calls for worldwide revolution as reasons for isolation. Limited U.S. military involvement in the Russian Civil War alongside other Allied forces further underscored the distance between the two governments.
By the early 1930s, pressures for change mounted. American businesses sought access to Soviet markets amid the Great Depression, while newspaper editors and some Catholic leaders expressed conditional support once assurances on religious practice were discussed. Internationally, the rise of Nazi Germany and Japanese expansion in Asia encouraged President Roosevelt to explore pragmatic engagement with Moscow as a potential counterweight, even as ideological suspicions remained strong.
Roosevelt bypassed much of the State Department bureaucracy and commissioned informal soundings of public opinion. He also met personally with religious figures to address concerns over Soviet persecution of believers before inviting Soviet Commissar for Foreign Affairs Maxim Litvinov to Washington for direct talks.
What Happened
Maxim Litvinov arrived in New York on November 7, 1933, and proceeded to Washington for intensive negotiations. He conferred first with Secretary of State Cordell Hull and then held extended meetings with President Roosevelt at the White House. The discussions focused on three principal issues: guarantees of religious freedom for American citizens in the Soviet Union, Soviet pledges against subversive activities or support for organizations seeking to overthrow the U.S. government, and the long-standing question of tsarist-era debts and claims.
By November 15 the two sides had reached a working understanding on the religious and non-interference points, with the debt issue deferred for later negotiation. Roosevelt and Litvinov then exchanged formal notes on November 16 in Washington, announcing the establishment of normal diplomatic relations and the exchange of ambassadors. William C. Bullitt was named the first United States ambassador to the Soviet Union, while the Soviet side prepared to accredit its own representative in Washington.
The agreement was presented as a practical step rather than an ideological endorsement. Roosevelt emphasized future commercial possibilities and the value of open communication, while Litvinov returned to Moscow with the diplomatic breakthrough secured.
Aftermath
Formal embassies opened in 1934, and Bullitt took up his post in Moscow. Trade volumes increased modestly but remained far below the expectations of American exporters. The debt and claims questions produced no comprehensive settlement, and Soviet assurances on non-interference proved difficult to enforce. Nevertheless, the new relationship allowed routine diplomatic contact and limited consular services where none had existed for more than a decade and a half.
Legacy
The 1933 recognition established a diplomatic framework that proved essential during World War II, enabling the wartime alliance against Nazi Germany and Imperial Japan after the German invasion of the Soviet Union and the Japanese attack on Pearl Harbor. It also illustrated the limits of ideological isolation in American foreign policy when strategic and economic interests aligned.
Historians view the move as an early example of Roosevelt's realist approach, one that normalized ties with a communist state while leaving underlying tensions unresolved. Those tensions resurfaced after 1945 and defined much of the Cold War era, yet the precedent of engagement persisted through subsequent decades of competition and occasional cooperation.
Why It Matters
The recognition facilitated limited trade during the Depression and laid groundwork for wartime alliance against the Axis powers in World War II, though tensions persisted through the Cold War. It reflected pragmatic shifts in U.S. foreign policy from ideological isolation toward engagement with communist states when mutual interests aligned.
Related Questions
Why did the United States refuse to recognize the Soviet Union for so long?
Successive administrations objected to the Bolshevik repudiation of tsarist debts, withdrawal from World War I, militant atheism, and promotion of global revolution.
What assurances did the Soviets give in exchange for recognition?
They pledged religious freedom for American citizens in the USSR and promised not to support subversive organizations aimed at overthrowing the U.S. government.
How did the Great Depression influence the decision?
American businesses hoped recognition would open Soviet markets and stimulate trade during the economic crisis.
Did recognition lead to major increases in trade?
Trade rose modestly but never reached the levels anticipated by U.S. exporters, and the debt issue remained unsettled.
What role did the recognition play in World War II?
It provided an existing diplomatic channel that facilitated cooperation once the United States and Soviet Union became allies against the Axis powers.
Related Portfolio Site
America 250 Atlas: United States Establishes Relations with Soviet Union is part of U.S. presidential, constitutional, or national civic history.
Explore More
Related Events
Sources
- United States–Soviet Union relations, Wikipedia. Accessed 2026-07-07.